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• Figure 3: Total Assets of U.S. Bank SIFIs, as of the Second Quarter of 2014 (Dollars in Billions)

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  • License: United States Government Work
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  • Date uploaded: 2014-12-23
  • Tags: aig, americaninternationalgroupinc, apa, administrativeprocedureact, baselcommitteeonbankingsupervision, cea, commodityexchangeact, cfpb, consumerfinancialprotectionbureau, cftc, commodityfuturestradingcommission, cra, congressionalreviewact, doddfrankact, eo, executiveorder, eu, europeanunion, fdic, federaldepositinsurancecorporation, boardofgovernorsofthefederalreservesystem, fhfa, federalhousingfinanceagency, finra, financialindustryregulatoryauthority, fsoc, financialstabilityoversightcouncil, ftc, federaltradecommission, g20, groupoftwenty, gsib, globallysystemicallyimportantbank, gecc, generalelectriccapitalcorporation, hud, departmentofhousingandurbandevelopment, iosco, internationalorganizationofsecuritiescommissions, ncua, nationalcreditunionadministration, occ, officeofthecomptrollerofthecurrency, omb, officeofmanagementandbudget, pra, paperworkreductionact, prudential, qualifiedmortgage, rfa, regulatoryflexibilityact, sec, securitiesandexchangecommission, sifi, systemicallyimportantfinancialinstitution, treasury, departmentofthetreasury, usda, departmentofagriculture, volckerrule
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• Figure 1: Examples of How an Individual Retirement Account (IRA) Owner Investing in Rental Real Estate May Unknowingly Engage in a Prohibited Transaction

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  • License: United States Government Work
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  • 2,456 views
  • Date uploaded: 2017-01-23
  • Tags: gao, governmentaccountabilityoffice, usgovernmentaccountabilityoffice, usgao, unitedstatesgovernmentaccountabilityoffice, government, congress, watchdog, oversight, governmentwatchdog, retirementsecurity, gao17102, dol, departmentoflabor, ebsa, employeebenefitssecurityadministration, erisa, employeeretirementincomesecurityactof1974, fdic, federaldepositinsurancecorporation, finra, financialindustryregulatoryauthority, fmv, fairmarketvalue, ira, individualretirementaccount, irc, internalrevenuecode, irs, internalrevenueservice, llc, limitedliabilitycompany, nasaa, northamericansecurityadministratorsassociation, ncua, nationalcreditunionadministration, occ, officeofthecomptrollerofthecurrency, rmd, requiredminimumdistribution, sec, securitiesandexchangecommission, ubti, unrelatedbusinesstaxableincome, udfi, unrelateddebtfinancedincome
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• Figure 3: Three Models of Professional Organizations

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  • 1,668 views
  • Date uploaded: 2015-09-01
  • Tags: gao, governmentaccountabilityoffice, usgovernmentaccountabilityoffice, usgao, unitedstatesgovernmentaccountabilityoffice, government, congress, watchdog, oversight, governmentwatchdog, gao15591, creditratinganalysts, aicpa, americaninstituteofcertifiedpublicaccountants, asae, americansocietyofassociationexecutives, doddfrankact, doddfrankwallstreetreformandconsumerprotectionact, eu, europeanunion, finra, financialindustryregulatoryauthority, g20, groupof20, iia, instituteofinternalauditors, iosco, internationalorganizationofsecuritiescommissions, msrb, municipalsecuritiesrulemakingboard, nrsro, nationallyrecognizedstatisticalratingorganization, ocr, officeofcreditratings, pcaob, publiccompanyaccountingoversightboard, rmbs, residentialmortgagebackedsecurities, sec, securitiesandexchangecommission
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• 401(k) Participants May Assume Greater Responsibility When Investing outside Core Investment Options

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  • 463 views
  • Date uploaded: 2024-12-18
  • Tags: gao, governmentaccountabilityoffice, usgovernmentaccountabilityoffice, usgao, unitedstatesgovernmentaccountabilityoffice, government, congress, watchdog, oversight, governmentwatchdog, 401kplans, gao25106161, ats, alternativetradingsystems, cftc, commodityfuturestradingcommission, dc, definedcontribution, dol, departmentoflabor, ebsa, employeebenefitssecurityadministration, erisa, employeeretirementincomesecurityactof1974, etp, exchangetradedproduct, finra, financialindustryregulatoryauthority, form5500, form5500sf, annualreturnreportofemployeebenefitplan, shortformannualreturnreportofsmallemployeebenefitplan, irr, internalrateofreturn, irs, internalrevenueservice, otc, overthecounter, sp500, standardandpoors500, sec, securitiesandexchangecommission, tdf, targetdatefund
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• Section 964 Areas Covered in SEC Program Inspections of FINRA Initiated in Fiscal Years 2021–2023

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  • 342 views
  • Date uploaded: 2024-11-25
  • Tags: gao, governmentaccountabilityoffice, usgovernmentaccountabilityoffice, usgao, unitedstatesgovernmentaccountabilityoffice, government, congress, watchdog, oversight, governmentwatchdog, securitiesregulation, gao25107723, doddfrankwallstreetreformandconsumerprotectionact, finra, financialindustryregulatoryauthorityinc, fsio, finraandsecuritiesindustryoversight, sec, securitiesandexchangecommission, trends, trackingandreportingexaminationnationaldocumentationsystem
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• Examples of Activities for Which Financial Institutions Use Artificial Intelligence

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  • 157 views
  • Date uploaded: 2025-06-18
  • Tags: gao, governmentaccountabilityoffice, usgovernmentaccountabilityoffice, usgao, unitedstatesgovernmentaccountabilityoffice, government, congress, watchdog, oversight, governmentwatchdog, ai, artificialintelligence, gao25107197, cfpb, consumerfinancialprotectionbureau, cftc, commodityfuturestradingcommission, fdic, federaldepositinsurancecorporation, boardofgovernorsofthefederalreservesystem, finra, financialindustryregulatoryauthority, fsoc, financialstabilityoversightcouncil, ncua, nationalcreditunionadministration, nist, nationalinstituteofstandardsandtechnology, occ, officeofthecomptrollerofthecurrency, omb, officeofmanagementandbudget, sec, securitiesandexchangecommission
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